ARMA International

NOVEMBER 7, 2019

The scope of a records and information management (RIM) program in financial services can seem overwhelming. Compared to other industries, the complexities of managing records and information in financial services are arguably some of the toughest to solve, primarily because of the intense regulatory scrutiny.

Financial Services 52

Financial Services Communications Compliance Risk 52

Preservica

NOVEMBER 6, 2017

This reality can be overwhelming, but based on the strength of the response by 83% of respondents that business value is a major driver for long-term preservation and governance, there is no option but to forge ahead to promote the long-view and integrate supporting capabilities in the Information Governance program.

Digital preservation 56

Digital preservation Information governance Government Archiving 56

Data Protection Report

JANUARY 18, 2024

On January 3, 2024, the New York Department of Financial Services announced a consent order with GGT, where GGT agreed to pay NYDFS $8 million and to surrender its BitLicense (for cryptocurrency trading), due to alleged violations of NYDFS’ cybersecurity and its virtual currency regulations.

Cybersecurity 111

Cybersecurity Financial Services Compliance Encryption 111

IGI

MAY 1, 2018

This publication was written by the Information Governance Initiative as part of our ongoing series exploring issues, strategies, and techniques related to information governance. More information about Active Navigation is available at www.activenavigation.com. About this Publication.

Information governance 20

Information governance Government Records Management Insurance 20

Thales Cloud Protection & Licensing

FEBRUARY 11, 2020

Data security is still a problem. Some of our first customers were in financial services and government agencies, where our technologies were used to create a “need to know” in a system that obeys a strict privilege hierarchy and where “root” owns all things. And as always, what will that mean for us in data security?

Cloud 113

Cloud Government Financial Services Access 113

Data Protection Report

DECEMBER 23, 2019

the Federal Trade Commission has long recommended that companies properly and promptly dispose of personal information once it is no longer necessary to retain it for legal or business reasons. How do you build an effective information governance program? Some consider email to be the “third-rail” of information governance.

Privacy 144

Privacy Compliance Personal data Risk 144

Data Protection Report

JANUARY 6, 2020

Although the AG’s view was that the SCCs are valid, he suggested that those using them would need to examine the national security laws of the data importer’s jurisdiction to determine whether they can in fact comply with the terms of the SCCs. He also raised serious doubts over the validity of the Privacy Shield. In the U.S.,

Privacy 85

Privacy GDPR Data breaches Risk 85