SEC Releases Observations from Recent Cybersecurity Examinations of Broker-Dealers and Advisers
Hunton Privacy
FEBRUARY 6, 2015
On February 3, 2015, the Securities and Exchange Commission (“SEC”) released a Risk Alert , entitled Cybersecurity Examination Sweep Summary, summarizing observations from the recent round of cybersecurity examinations of registered broker-dealers and investment advisers under the Cybersecurity Examination Initiative.
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