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Security Compliance & Data Privacy Regulations

eSecurity Planet

Other industry standards too can have the force of “pseudo-law” – notably, the NIST Cybersecurity Framework, which federal regulators often apply to financial-services firms and government contractors. A] lot of companies [still] do the compliance auditing and analysis piece manually,” said Luria.

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SEC Releases Observations from Recent Cybersecurity Examinations of Broker-Dealers and Advisers

Hunton Privacy

Conducted by the SEC Office of Compliance Inspections and Examinations (“OCIE”) from 2013 through April 2014, the examinations inspected the cybersecurity practices of 57 registered broker-dealers and 49 registered investment advisers through interviews and document reviews.

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An Approach to Cybersecurity Risk Oversight for Corporate Directors

Data Matters

Encrypting critical data assets. Encrypting Critical Data Assets. Directors should develop at least a high-level familiarity with how data is secured ( e.g. , encryption of critical company data, both while at rest and in motion). Creating an enterprise-wide governance structure. Aligning cyber risk with corporate strategy.