The Last Watchdog

MAY 9, 2023

Amazon had introduced Amazon Web Services in 2006 and Microsoft Azure became commercially available in 2010. Honoring data sovereignty Name any business use case: banking, retail, healthcare, government, military, entertainment, elections. Back in Silicon Valley, Oracle was playing catchup. Oracle launched OCI in October 2016.

Cloud 195

Cloud Digital transformation Military Retail 195

Data Matters

FEBRUARY 20, 2020

Protection of Retail Investors . For both broker-dealers and investment advisers, OCIE will continue to emphasize the protection of retail investors, particularly seniors and those saving for retirement. Retail-Targeted Investments. 1 In general, the 2020 Examination Priorities continue recurring themes from recent prior years.

Retail 68

Retail Compliance Marketing Risk 68

Data Matters

JANUARY 24, 2020

Protection of Retail Investors . For both broker-dealers and investment advisers, OCIE will continue to emphasize the protection of retail investors, particularly seniors and those saving for retirement. Retail-Targeted Investments.

Cybersecurity 68

Cybersecurity Retail Compliance Marketing 68